Our Approach To Licencing

Tax and Accounting professionals who provide Financial Planning services to their clients are required to be an Authorised Representative of a Financial Services Dealer Group.

As outlined by ASIC in Regulatory Guide 146 (RG146), all Authorised Representatives who operate under our licence are required to complete sufficient training in the area of Financial Planning.

At Politis Investment Strategies we have education pathways that can be tailored to accommodate the Accountant’s circumstances. Our Dealer Group Support Team will structure and organise a study solution in consultation with the Accountant. The training requirements can be met through face to face or distance learning.

Upon educational requirements being met, the Compliance Team and Dealer Group Support Team at Politis Investment Strategies will work with the Accountant to meet all other regulatory and compliance requirements ensuring a simple and seamless pathway to becoming an Authorised Representative.